Accession Number: | 0001079973-14-000460 |
Date: | 2014-08-25 |
Issuer: | GROWBLOX SCIENCES, INC. (GBLX) |
Original Submission Date: |
LAZARUS ISRAEL OPPORTUNITIES FUND LLLP
3200 CHERRY CREEK DRIVE, SUITE 670
DENVER, CO 80209
LAZARUS MANAGEMENT CO LLC
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER, CO 80209
BORUS JUSTIN B
3200 CHERRY CREEK SOUTH DRIVE
SUITE 670
DENVER, CO 80209
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-25 | L | 6,500 | a | $1.13 | 1,133,377 f1 | direct | ||
COMMON STOCK | 2014-08-26 | P | 32,200 | a | $1.06 | 1,165,577 f1 | direct | ||
COMMON STOCK | 2014-08-27 | P | 14,425 | a | $1.04 | 1,180,002 f1 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | in addition to this total, lazarus management company llc, as investment advisor and general partner and justin b. borus, as managing member of lazarus management company llc hold an indirect interest in 3,269,632 shares of common stock that are held directly by lazarus investment partners lllp. lazarus israel opportunities fund lllp holds no interest in these securities and lazarus management company llc and justin b. borus disclaim beneficial ownership except to the extent of their pecuniary interest therein. |