Accession Number: | 0000350698-14-000123 |
Date: | 2014-08-27 |
Issuer: | AUTONATION, INC. (AN) |
Original Submission Date: |
MAROONE MICHAEL E
200 SW 1ST AVE
SUITE 1600
FORT LAUDERDALE, FL 33301
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-27 | M | 101,806 | a | $19.21 | 101,806 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-27 | S | 101,806 | d | $54.00 | 0 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-28 | M | 118,444 | a | $19.21 | 118,444 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-28 | S | 118,444 | d | $53.89 | 0 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-27 | 0 | $0.00 | 1,529,409 | indirect | f3 | |||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-08-27 | 0 | $0.00 | 1,537 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 19.21 | 2014-08-27 | deemed execution date | M | 101,806 (d) | 2017-07-30 | common stock, par value $0.01 per share 101,806 | $19.21 | 118,444 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 19.21 | 2014-08-28 | deemed execution date | M | 118,444 (d) | 2017-07-30 | common stock, par value $0.01 per share 118,444 | $19.21 | 0 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $53.95 to $54.205. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
f2 | this transaction was executed in multiple trades at prices ranging from $53.85 to $53.95. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
f3 | these shares are held by michael maroone family partnership, a nevada limited partnership controlled by the reporting person. |
f4 | the option became exercisable in 25% annual increments on each of the first four anniversaries of july 30, 2007. |