Accession Number: | 0001318148-14-001503 |
Date: | 2014-08-28 |
Issuer: | FEDERATED INVESTORS INC /PA/ (FII) |
Original Submission Date: |
DONAHUE THOMAS R
1001 LIBERTY AVENUE
C/O FEDERATED INVESTORS, INC.
PITTSBURGH, PA 15222-3779
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 2014-08-28 | S | 30,000 | d | $30.54 | 615,831 | direct | ||
CLASS B COMMON STOCK | 2014-08-28 | S | 30,000 | d | $30.54 | 715,550 | indirect | ||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 72 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 4,409 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 82 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 366,391 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 141,035 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 75,073 | indirect | ||||
CLASS B COMMON STOCK | 2014-08-28 | 0 | $0.00 | 152,178 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in 350 transactions at prices ranging from $30.42 to $30.63 inclusive. the reporting person undertakes to provide to federated investors, inc., any security holder of federated investors, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in 333 transactions at prices ranging from $30.42 to $30.63 inclusive. the reporting person undertakes to provide to federated investors, inc., any security holder of federated investors, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | the reported securities are held by maxfund partners, l.p., a limited partnership of which the reporting person and his wife are the sole shareholders of the general partner. the reporting person disclaims beneficial ownership of the federated investors, inc. class b common stock held by maxfund partners, l.p. except to the extent of his pecuniary interest therein. |
f4 | j. christopher donahue is no longer custodian of 152,178 shares of federated investors, inc. class b common stock held by peter donahue. |