Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-14-013435
Date:2014-08-27
Issuer: SUNESIS PHARMACEUTICALS INC (SNSS)
Original Submission Date:

Reporting Person:

SWISHER DANIEL N JR
C/O SUNESIS PHARMACEUTICALS, INC.
395 OYSTER POINT BLVD., STE. 400 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-08-27 M 5,000 a $2.09 159,073 direct
COMMON STOCK 2014-08-27 S 5,000 d $8.00 154,073 direct
COMMON STOCK 2014-08-27 0 $0.00 129,136 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.09 2014-08-27 deemed execution date M 5,000 (d) 2021-06-29 common stock 5,000 $2.09 710,611 direct
Footnotes
IDfootnote
f1 the number of shares includes 1,667 shares that the reporting person acquired from an espp purchase on may 30, 2014.
f2 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 10, 2013.
f3 the shares are held by the swisher revocable trust for which reporting person is the trustee.
f4 one forty-eighth (1/48th) of the shares vest monthly from 6/30/11.
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