Accession Number: | 0001246360-14-003671 |
Date: | 2014-08-29 |
Issuer: | ALASKA AIR GROUP, INC. (ALK) |
Original Submission Date: |
SPRAGUE JOSEPH A
19300 INTERNATIONAL BLVD
SEATTLE, WA 98188
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-08-29 | S | 3,000 | d | $46.38 | 15,644 | direct | ||
COMMON STOCK 401(K) | 2014-08-29 | 0 | $0.00 | 6,726 | indirect | ||||
RESTRICTED STOCK UNIT | 2014-08-29 | 0 | $0.00 | 9,960 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | common shares held in the alaska air group inc. employee stock ownership 401(k) plan trust, as of 12/31/13. |
f2 | total shares beneficially held have been adjusted to give effect to the 2-for-1 stock split that occurred on 7/9/2014. |
f3 | stock units awarded under alaska air group's 2008 performance incentive plan; subject to forfeiture. |
f4 | total unvested restricted stock units have been adjusted to give effect to the 2-for-1 stock split that occurred on 7/9/2014. |
f5 | prior to this transaction, the total common shares beneficially held were adjusted to give effect to the 2-for-1 stock split that occurred on 7/9/2014. |
f6 | the price reported in column 4 is a weighted average price. these shares sold in multiple transactions at prices ranging from $46.3500 to $46.3756, inclusive. the reporting person undertakes to provide to alaska air group, any security holder of alaska air group, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |