Form Type: 4/A

SEC EDGAR Link
Accession Number:0001604682-14-000010
Date:2014-09-02
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
Original Submission Date:2014-09-02

Reporting Person:

BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22 CLINTON, NJ 08809

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-09-02 P 3,458 a $8.30 68,999 direct
COMMON STOCK 2014-09-02 0 $0.00 36,457 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 0.0 deemed execution date 0 ( ) common stock 19,819 $0.00 19,819 direct
Footnotes
IDfootnote
f1 42,813 shares jointly with spouse held at r & t; 10,500 shares held in an sep-ira acct.; 1,169 shares held at r & t; 11,059 restricted shares held at r & t; and 3,458 shares purchased through the rights offering for a total of 68,999.
f2 total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18.
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