Accession Number: | 0001604682-14-000010 |
Date: | 2014-09-02 |
Issuer: | UNITY BANCORP INC /NJ/ (UNTY) |
Original Submission Date: | 2014-09-02 |
BRODY MARK S
C/O UNITY BANK
64 OLD HIGHWAY 22
CLINTON, NJ 08809
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-09-02 | P | 3,458 | a | $8.30 | 68,999 | direct | ||
COMMON STOCK | 2014-09-02 | 0 | $0.00 | 36,457 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 0.0 | deemed execution date | 0 ( ) | common stock 19,819 | $0.00 | 19,819 | direct |
ID | footnote |
---|---|
f1 | 42,813 shares jointly with spouse held at r & t; 10,500 shares held in an sep-ira acct.; 1,169 shares held at r & t; 11,059 restricted shares held at r & t; and 3,458 shares purchased through the rights offering for a total of 68,999. |
f2 | total vested stock options: 4,863 at $9.83 expire 11/18/14; 2,756 at $12.62 expire 1/25/17; 4,200 at $7.10 expire 12/20/17; 8,000 at $3.80 expire 12/18/18. |