Accession Number: | 0001127602-14-026909 |
Date: | 2014-08-28 |
Issuer: | NORTHEAST UTILITIES (NU) |
Original Submission Date: |
BUTH JAY S.
C/O NORTHEAST UTILITIES
56 PROSPECT STREET
HARTFORD, CT 06103
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES, $5.00 PAR VALUE | 2014-08-28 | S | 840 | d | $45.58 | 0 | indirect | ||
COMMON SHARES, $5.00 PAR VALUE | 2014-08-28 | 0 | $0.00 | 13,704 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares held in trust under the northeast utilities service company 401k plan, a qualified plan, according to information supplied by the plan's record keeper. |
f2 | includes restricted share units and dividend equivalents thereon. |