Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-055270
Date:2014-08-28
Issuer: INTEVAC INC (IVAC)
Original Submission Date:

Reporting Person:

DRAPKIN MATTHEW A
500 CRESCENT COURT, SUITE 230
DALLAS, TX 75201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-08-28 P 24,582 a $7.07 2,125,639 indirect f2,f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents common stock ("common stock"), par value $0.001 per share, of intevac, inc. (the "issuer").
f2 represents common stock directly beneficially owned by becker drapkin partners (qp), l.p. ("becker drapkin qp") (1,552,060 shares), becker drapkin partners, l.p. ("becker drapkin, l.p.") (245,141 shares) and common stock directly held by a managed account on behalf of an investment advisory client (the "managed account") of becker drapkin management, l.p. ("bd management") (328,438 shares). (continued in footnote 3).
f3 mr. drapkin may be deemed to beneficially own such common stock as he is a co-managing member of bc advisors, llc, which is the general partner of bd management (of which mr. drapkin is a limited partner), and bd management is the general partner of, and investment manager for, each of becker drapkin qp and becker drapkin, l.p, and the investment manager of the managed account. mr. drapkin disclaims beneficial ownership in such common stock except to the extent of his pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments