Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-14-035650
Date:2014-09-11
Issuer: PROPHASE LABS, INC. (PRPH)
Original Submission Date:

Reporting Person:

LEONARD BRADEN MICHAEL
65 E CEDAR - SUITE 2
ZIONSVILLE, IN 46077

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-09-11 P 14,613 a $1.53 1,787,673 indirect f4
COMMON STOCK 2014-09-12 P 3,409 a $1.58 1,791,082 indirect f4
COMMON STOCK 2014-09-15 P 103,918 a $1.44 1,895,000 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the purchase of shares in [ 63 ] separate transactions, ranging in price from $1.45 to $1.58, resulting in a weighted average sale price per share of $1.53. the reporting person will provide, upon request by the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
f2 represents the purchase of shares in [ 21 ] separate transactions, ranging in price from $1.57 to $1.60, resulting in a weighted average sale price per share of $1.58. the reporting person will provide, upon request by the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
f3 represents the purchase of shares in [ 136] separate transactions, ranging in price from $1.35 to $1.48, resulting in a weighted average sale price per share of $1.44. the reporting person will provide, upon request by the sec staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
f4 bml capital management, llc ("bml capital") serves as the general partner of bml investment partners, l.p., a delaware limited partnership (the "fund"), which is the direct owner of the subject shares. mr. leonard is the managing member of bml capital, and exercises investment and voting control over the subject shares. accordingly, shares owned directly by the fund may be regarded as being beneficially owned by mr. leonard. notwithstanding, mr. leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments