| Accession Number: | 0001209191-14-058008 |
| Date: | 2014-09-11 |
| Issuer: | ZELTIQ AESTHETICS INC (ZLTQ) |
| Original Submission Date: |
WILLIAMS PATRICK F.
C/O ZELTIQ AESTHETICS, INC.
4698 WILLOW ROAD, SUITE 100
PLEASANTON, CA 94588
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2014-09-11 | M | 7,500 | a | $4.62 | 99,795 | direct | ||
| COMMON STOCK | 2014-09-11 | S | 7,800 | d | $25.47 | 91,995 | direct | ||
| COMMON STOCK | 2014-09-11 | S | 100 | d | $26.04 | 91,895 | direct | ||
| COMMON STOCK | 2014-09-11 | S | 100 | d | $26.10 | 91,795 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 4.62 | 2014-09-11 | deemed execution date | M | 7,500 (d) | 2022-11-18 | common stock 7,500 | $4.62 | 135,000 | direct |
| ID | footnote |
|---|---|
| f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 plan adopted by the reporting person on january 17, 2014. |
| f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $25.00 to $26.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| f3 | 25% of the total number of shares subject to the option vested on november 19, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the reporting person's continued service to the issuer. |
