Accession Number: | 0001557314-14-000004 |
Date: | 2014-09-15 |
Issuer: | WHEELER REAL ESTATE INVESTMENT TRUST, INC. (WHLR) |
Original Submission Date: |
MCKINNEY ANN L
214 ROCKY TOP ROAD
MOYOCK, NC 27958
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-09-15 | P | 400 | a | $4.68 | 4,855 | direct | ||
COMMON STOCK | 2014-09-15 | P | 100 | a | $4.61 | 4,955 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 6,757 | $0.00 | 6,757 | direct | |||||
COMMON UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 3,321 | $0.00 | 3,321 | direct | |||||
COMMON UNITS | 0.0 | deemed execution date | 0 ( ) | common stock 4,542 | $0.00 | 4,542 | indirect | controlled through interests in limited partnership |
ID | footnote |
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f1 | pursuant to the partnership agreement of wheeler real estate investment trust, l.p. (the "partnership"), holders of common units of the partnership may, after a one year holding period, elect to exchange their common units for common stock of wheeler real estate investment trust, inc. (the "company") on a one-for-one basis. upon a redemption request, the company has the option to purchase the common units directly, either in cash or common stock of the company. |
f2 | these common units have been held for at least one year and therefore may be exchanged in accordance with the partnership agreement. |
f3 | these derivative securities do not have an expiration date. |
f4 | these common units have been held for less than one year and therefore may not be currently exchanged. |