Form Type: 4

SEC EDGAR Link
Accession Number:0001557314-14-000004
Date:2014-09-15
Issuer: WHEELER REAL ESTATE INVESTMENT TRUST, INC. (WHLR)
Original Submission Date:

Reporting Person:

MCKINNEY ANN L
214 ROCKY TOP ROAD
MOYOCK, NC 27958

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-09-15 P 400 a $4.68 4,855 direct
COMMON STOCK 2014-09-15 P 100 a $4.61 4,955 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON UNITS 0.0 deemed execution date 0 ( ) common stock 6,757 $0.00 6,757 direct
COMMON UNITS 0.0 deemed execution date 0 ( ) common stock 3,321 $0.00 3,321 direct
COMMON UNITS 0.0 deemed execution date 0 ( ) common stock 4,542 $0.00 4,542 indirect controlled through interests in limited partnership
Footnotes
IDfootnote
f1 pursuant to the partnership agreement of wheeler real estate investment trust, l.p. (the "partnership"), holders of common units of the partnership may, after a one year holding period, elect to exchange their common units for common stock of wheeler real estate investment trust, inc. (the "company") on a one-for-one basis. upon a redemption request, the company has the option to purchase the common units directly, either in cash or common stock of the company.
f2 these common units have been held for at least one year and therefore may be exchanged in accordance with the partnership agreement.
f3 these derivative securities do not have an expiration date.
f4 these common units have been held for less than one year and therefore may not be currently exchanged.
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