Accession Number: | 0001181431-14-032077 |
Date: | 2014-09-15 |
Issuer: | MAXWELL TECHNOLOGIES INC (MXWL) |
Original Submission Date: |
CORTES JOSE
3888 CALLE FORTUNADA
SAN DIEGO, CA 92123
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-09-15 | S | 40,000 | d | $9.01 | 754,524 | indirect | f1 | |
COMMON STOCK | 2014-09-15 | 0 | $0.00 | 40,922 | direct | ||||
COMMON STOCK | 2014-09-15 | 0 | $0.00 | 5,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | mr. cortes is a principal in montena, sa. mr. cortes may be deemed to exercise voting and investment power over such shares. mr. cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein. |