Form Type: 4

SEC EDGAR Link
Accession Number:0001181431-14-032077
Date:2014-09-15
Issuer: MAXWELL TECHNOLOGIES INC (MXWL)
Original Submission Date:

Reporting Person:

CORTES JOSE
3888 CALLE FORTUNADA
SAN DIEGO, CA 92123

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-09-15 S 40,000 d $9.01 754,524 indirect f1
COMMON STOCK 2014-09-15 0 $0.00 40,922 direct
COMMON STOCK 2014-09-15 0 $0.00 5,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 mr. cortes is a principal in montena, sa. mr. cortes may be deemed to exercise voting and investment power over such shares. mr. cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
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