Form Type: 4

SEC EDGAR Link
Accession Number:0001181431-14-032130
Date:2014-08-26
Issuer: BANK OF THE OZARKS INC (OZRK)
Original Submission Date:

Reporting Person:

WHIPPLE ROSS M
17901 CHENAL PKWY.
P.O. BOX 8811 LITTLE ROCK, AR 72231-8811

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-08-26 S 57,400 d $32.11 2,150,296 indirect
COMMON STOCK 2014-08-27 S 92,600 d $32.13 2,057,696 indirect
COMMON STOCK 2014-08-28 S 2,100 d $32.00 2,055,596 indirect
COMMON STOCK 2014-08-29 S 47,900 d $32.01 2,007,696 indirect
COMMON STOCK 2014-09-12 S 85,000 d $33.81 1,922,696 indirect
COMMON STOCK 2014-08-26 0 $0.00 109,386 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple trades on august 26, 2014 at prices ranging from $32.06 to $32.18, inclusive. the reporting person hereby undertakes to provide to bank of the ozarks, inc., a shareholder of bank of the ozarks, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple trades on august 27, 2014 at prices ranging from $32.00 to $32.25, inclusive. the reporting person hereby undertakes to provide to bank of the ozarks, inc., a shareholder of bank of the ozarks, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple trades on august 28, 2014 at prices ranging from $32.00 to $32.01, inclusive. the reporting person hereby undertakes to provide to bank of the ozarks, inc., a shareholder of bank of the ozarks, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple trades on august 29, 2014 at prices ranging from $31.95 to $32.06, inclusive. the reporting person hereby undertakes to provide to bank of the ozarks, inc., a shareholder of bank of the ozarks, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple trades on september 12, 2014 at prices ranging from $33.716 to $33.89, inclusive. the reporting person hereby undertakes to provide to bank of the ozarks, inc., a shareholder of bank of the ozarks, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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