Accession Number: | 0001110803-14-000334 |
Date: | 2014-09-29 |
Issuer: | ILLUMINA INC (ILMN) |
Original Submission Date: |
MOELLER GERALD
5200 ILLUMINA WAY
SAN DIEGO, CA 92122
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-09-29 | M | 5,000 | a | $42.81 | 22,367 | direct | ||
COMMON STOCK | 2014-09-29 | S | 700 | d | $163.38 | 21,667 | direct | ||
COMMON STOCK | 2014-09-29 | S | 2,700 | d | $164.82 | 18,967 | direct | ||
COMMON STOCK | 2014-09-29 | S | 1,500 | d | $165.61 | 17,467 | direct | ||
COMMON STOCK | 2014-09-29 | S | 100 | d | $166.55 | 17,367 | direct | ||
COMMON STOCK | 2014-09-30 | A | 90 | a | $172.12 | 17,457 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 42.81 | 2014-09-29 | deemed execution date | M | 5,000 (d) | 2011-07-01 | 2020-07-01 | common stock 5,000 | $42.81 | 8,000 | direct |
ID | footnote |
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f1 | the sale was made pursuant to a 10b5-1 plan. |
f2 | weighted average sale price representing 700 shares sold ranging from $162.91 to $163.70 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
f3 | weighted average sale price representing 2,700 shares sold ranging from $164.28 to $165.21 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
f4 | weighted average sale price representing 1,500 shares sold ranging from $165.28 to $166.10 per share. number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
f5 | dr. moeller elected to receive 100% of his 2014 board and committee cash retainer fees in illumina common stock. the number of shares issued in lieu of cash is fixed at the end of each calendar quarter based on the weighted average closing price of illumina common stock during such calendar quarter. the amount reported on this form represents dr. moeller's third quarter 2014 retainer fees. |