Accession Number: | 0001209191-14-060332 |
Date: | 2014-09-29 |
Issuer: | QLIK TECHNOLOGIES INC (QLIK) |
Original Submission Date: |
BONNEY LESLIE
C/O QLIK TECHNOLOGIES INC.,
150 N. RADNOR CHESTER ROAD
RADNOR, PA 19087
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-09-29 | M | 53,892 | a | $0.63 | 59,758 | direct | ||
COMMON STOCK | 2014-09-29 | S | 53,892 | d | $27.11 | 5,866 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.6298 | 2014-09-29 | deemed execution date | M | 53,892 (d) | 2015-06-30 | common stock 53,892 | $0.63 | 161,677 | direct |
ID | footnote |
---|---|
f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 11, 2011. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $26.50 to $27.45, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this form 4. |
f3 | exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on june 30, 2006 (the "initial vesting date"), provided reporting person remains continuously employed by the issuer through the initial vesting date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the initial vesting date, provided that the reporting person remains continuously employed by the issuer through the last day of each quarterly period. |