Accession Number: | 0001209191-14-064075 |
Date: | 2014-10-17 |
Issuer: | SARATOGA INVESTMENT CORP. (SAR) |
Original Submission Date: |
WILLIAMS GEORGE CABELL III
5422 ALBIA ROAD
BETHESDA, MD 20816
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2014-10-17 | S | 1,000 | d | $14.95 | 21,409 | direct | ||
COMMON STOCK | 2014-10-17 | S | 1,033 | d | $14.85 | 20,376 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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