Accession Number: | 0001209191-14-064132 |
Date: | 2014-10-20 |
Issuer: | INTEGRYS ENERGY GROUP, INC. (TEG) |
Original Submission Date: |
SCHROCK CHARLES A
200 EAST RANDOLPH STREET
CHICAGO, IL 60601
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-20 | M | 8,070 | a | $49.40 | 37,576 | direct | ||
COMMON STOCK | 2014-10-20 | S | 8,070 | d | $69.50 | 29,506 | direct | ||
COMMON STOCK | 2014-10-20 | 0 | $0.00 | 7,372 | indirect | ||||
COMMON STOCK | 2014-10-20 | 0 | $0.00 | 2,199 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 49.4 | 2014-10-20 | deemed execution date | M | 8,070 (d) | 2012-02-10 | 2021-02-10 | common stock 8,070 | $49.40 | 41,657 | direct | |
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 41.58 | 2014-10-20 | deemed execution date | 0 ( ) | 2011-02-11 | 2020-02-11 | common stock 107,125 | $41.58 | 107,125 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 53.24 | 2014-10-20 | deemed execution date | 0 ( ) | 2013-02-09 | 2022-02-09 | common stock 37,843 | $53.24 | 37,843 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 56.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2014-02-14 | 2023-02-14 | common stock 85,760 | $56.00 | 85,760 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 55.23 | 2014-10-20 | deemed execution date | 0 ( ) | 2015-02-13 | 2024-02-13 | common stock 73,922 | $55.23 | 73,922 | direct | ||
PERFORMANCE RIGHTS | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2016-01-01 | 2016-03-15 | common stock 30,392 | $0.00 | 30,392 | direct | ||
PERFORMANCE RIGHTS | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2017-01-01 | 2017-03-15 | common stock 29,552 | $0.00 | 29,552 | direct | ||
PERFORMANCE RIGHTS | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2015-01-01 | 2015-03-15 | common stock 25,524 | $0.00 | 25,524 | direct | ||
PHANTOM STOCK UNIT | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | common stock 101,239 | $0.00 | 101,239 | direct | ||||
RESTRICTED STOCK UNITS 2011 | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2012-02-10 | 2015-02-10 | common stock 2,397 | $0.00 | 2,397 | direct | ||
RESTRICTED STOCK UNITS 2012 | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2013-02-09 | 2016-02-09 | common stock 4,963 | $0.00 | 4,963 | direct | ||
RESTRICTED STOCK UNITS 2013 | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2014-02-14 | 2017-02-14 | common stock 7,048 | $0.00 | 7,048 | direct | ||
RESTRICTED STOCK UNITS 2014 | 0.0 | 2014-10-20 | deemed execution date | 0 ( ) | 2015-02-13 | 2018-02-13 | common stock 8,939 | $0.00 | 8,939 | direct |
ID | footnote |
---|---|
f1 | the transaction reported was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on august 19, 2014. |
f2 | the weighted average sale price reflects multiple transactions at prices ranging from $69.50 - $69.51. |
f3 | the option vests in four equal annual installments beginning on the exercisable date. |
f4 | performance stock rights represent the right to receive shares of common stock of the company, in the event certain performance goals are satisfied. these goals are based on company performance against an established industry benchmark, over a three year performance period. the final award of shares issued can be between 0% and 200% of the reported target award. |
f5 | these phantom stock units convert to common stock on a one-for-one basis. |
f6 | upon retirement or termination of service, distribution of phantom stock units will commence in january of the year that is both (1) following the calendar year in which service terminates with the company, and (2) at least six months following termination, or later if the participant selected a later date. |
f7 | each restricted stock unit represent a contingent right to receive one share of company common stock. the restricted stock units vest in four equal annual installments beginning on the exercisable date. |