Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-064132
Date:2014-10-20
Issuer: INTEGRYS ENERGY GROUP, INC. (TEG)
Original Submission Date:

Reporting Person:

SCHROCK CHARLES A
200 EAST RANDOLPH STREET
CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-20 M 8,070 a $49.40 37,576 direct
COMMON STOCK 2014-10-20 S 8,070 d $69.50 29,506 direct
COMMON STOCK 2014-10-20 0 $0.00 7,372 indirect
COMMON STOCK 2014-10-20 0 $0.00 2,199 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 49.4 2014-10-20 deemed execution date M 8,070 (d) 2012-02-10 2021-02-10 common stock 8,070 $49.40 41,657 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 41.58 2014-10-20 deemed execution date 0 ( ) 2011-02-11 2020-02-11 common stock 107,125 $41.58 107,125 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 53.24 2014-10-20 deemed execution date 0 ( ) 2013-02-09 2022-02-09 common stock 37,843 $53.24 37,843 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 56.0 2014-10-20 deemed execution date 0 ( ) 2014-02-14 2023-02-14 common stock 85,760 $56.00 85,760 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 55.23 2014-10-20 deemed execution date 0 ( ) 2015-02-13 2024-02-13 common stock 73,922 $55.23 73,922 direct
PERFORMANCE RIGHTS 0.0 2014-10-20 deemed execution date 0 ( ) 2016-01-01 2016-03-15 common stock 30,392 $0.00 30,392 direct
PERFORMANCE RIGHTS 0.0 2014-10-20 deemed execution date 0 ( ) 2017-01-01 2017-03-15 common stock 29,552 $0.00 29,552 direct
PERFORMANCE RIGHTS 0.0 2014-10-20 deemed execution date 0 ( ) 2015-01-01 2015-03-15 common stock 25,524 $0.00 25,524 direct
PHANTOM STOCK UNIT 0.0 2014-10-20 deemed execution date 0 ( ) common stock 101,239 $0.00 101,239 direct
RESTRICTED STOCK UNITS 2011 0.0 2014-10-20 deemed execution date 0 ( ) 2012-02-10 2015-02-10 common stock 2,397 $0.00 2,397 direct
RESTRICTED STOCK UNITS 2012 0.0 2014-10-20 deemed execution date 0 ( ) 2013-02-09 2016-02-09 common stock 4,963 $0.00 4,963 direct
RESTRICTED STOCK UNITS 2013 0.0 2014-10-20 deemed execution date 0 ( ) 2014-02-14 2017-02-14 common stock 7,048 $0.00 7,048 direct
RESTRICTED STOCK UNITS 2014 0.0 2014-10-20 deemed execution date 0 ( ) 2015-02-13 2018-02-13 common stock 8,939 $0.00 8,939 direct
Footnotes
IDfootnote
f1 the transaction reported was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on august 19, 2014.
f2 the weighted average sale price reflects multiple transactions at prices ranging from $69.50 - $69.51.
f3 the option vests in four equal annual installments beginning on the exercisable date.
f4 performance stock rights represent the right to receive shares of common stock of the company, in the event certain performance goals are satisfied. these goals are based on company performance against an established industry benchmark, over a three year performance period. the final award of shares issued can be between 0% and 200% of the reported target award.
f5 these phantom stock units convert to common stock on a one-for-one basis.
f6 upon retirement or termination of service, distribution of phantom stock units will commence in january of the year that is both (1) following the calendar year in which service terminates with the company, and (2) at least six months following termination, or later if the participant selected a later date.
f7 each restricted stock unit represent a contingent right to receive one share of company common stock. the restricted stock units vest in four equal annual installments beginning on the exercisable date.
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