Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-14-038609
Date:2014-10-20
Issuer: PATHFINDER BANCORP, INC. (PBHC)
Original Submission Date:

Reporting Person:

STEMPLE LLOYD
214 WEST FIRST STREET
OSWEGO, NY 13126

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-20 P 350 a $9.73 41,532 direct
COMMON STOCK 2014-10-20 0 $0.00 2,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 5.4638 deemed execution date 0 ( ) 2012-06-23 2021-06-23 common stock 8,236 $5.46 8,236 direct
Footnotes
IDfootnote
f1 stock options vest at a rate of 20% per year commencing on june 23, 2012.
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