Accession Number: | 0001140361-14-038615 |
Date: | 2014-10-17 |
Issuer: | PATHFINDER BANCORP, INC. (PBHC) |
Original Submission Date: |
BARCLAY WILLIAM A
214 WEST FIRST STREET
OSWEGO, NY 13126
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-17 | P | 1,000 | a | $9.90 | 4,294 | indirect | ||
COMMON STOCK | 2014-10-17 | 0 | $0.00 | 8,236 | direct | ||||
COMMON STOCK | 2014-10-17 | 0 | $0.00 | 40,137 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 5.4638 | deemed execution date | 0 ( ) | 2012-06-23 | 2021-06-23 | common stock 8,236 | $5.46 | 8,236 | direct |
ID | footnote |
---|---|
f1 | stock options vest at a rate of 20% per year commencing on june 23, 2012. |