Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-064164
Date:2014-10-20
Issuer: ALLIED WORLD ASSURANCE CO HOLDINGS, AG (AWH)
Original Submission Date:

Reporting Person:

CARMILANI SCOTT A
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8 BAAR/ZUG, V8 CH-6340

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2014-10-20 M 10,000 a $10.90 1,162,363 direct
COMMON SHARES 2014-10-20 S 10,000 d $37.50 1,152,363 direct
COMMON SHARES 2014-10-20 0 $0.00 129,000 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
COMMON SHARES 10.9 2014-10-20 deemed execution date M 10,000 (d) 2006-01-03 2015-01-03 common shares 10,000 $10.90 10,000 direct
Footnotes
IDfootnote
f1 the exercise of employee stock options and sale of common shares reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on august 28, 2014. the options exercised and sold were due to expire on january 3, 2015.
f2 represents a weighted average sale price: the sales prices range from $37.37 to $37.75. upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the u.s. securities exchange commission, the issuer or a security holder of the issuer.
f3 represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children.
f4 these securities vested in four equal annual installments with the first installment vesting on the date shown.
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