Accession Number: | 0001209191-14-064164 |
Date: | 2014-10-20 |
Issuer: | ALLIED WORLD ASSURANCE CO HOLDINGS, AG (AWH) |
Original Submission Date: |
CARMILANI SCOTT A
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG, V8 CH-6340
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2014-10-20 | M | 10,000 | a | $10.90 | 1,162,363 | direct | ||
COMMON SHARES | 2014-10-20 | S | 10,000 | d | $37.50 | 1,152,363 | direct | ||
COMMON SHARES | 2014-10-20 | 0 | $0.00 | 129,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 10.9 | 2014-10-20 | deemed execution date | M | 10,000 (d) | 2006-01-03 | 2015-01-03 | common shares 10,000 | $10.90 | 10,000 | direct |
ID | footnote |
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f1 | the exercise of employee stock options and sale of common shares reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on august 28, 2014. the options exercised and sold were due to expire on january 3, 2015. |
f2 | represents a weighted average sale price: the sales prices range from $37.37 to $37.75. upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the u.s. securities exchange commission, the issuer or a security holder of the issuer. |
f3 | represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children. |
f4 | these securities vested in four equal annual installments with the first installment vesting on the date shown. |