Accession Number: | 0001513905-14-000036 |
Date: | 2014-10-20 |
Issuer: | ELLIE MAE INC (ELLI) |
Original Submission Date: |
CORR JONATHAN
C/O ELLIE MAE, INC.
4155 HOPYARD ROAD, SUITE 200
PLEASANTON, CA 94588
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-20 | M | 8,459 | a | $5.45 | 98,084 | direct | ||
COMMON STOCK | 2014-10-20 | S | 8,459 | d | $36.84 | 89,625 | direct | ||
COMMON STOCK | 2014-10-20 | M | 1,041 | a | $5.02 | 90,666 | direct | ||
COMMON STOCK | 2014-10-20 | S | 1,041 | d | $36.84 | 89,625 | direct | ||
COMMON STOCK | 2014-10-20 | 0 | $0.00 | 58,099 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 5.02 | 2014-10-20 | deemed execution date | M | 1,041 (d) | 2021-08-17 | common stock 1,041 | $5.02 | 2,084 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 5.45 | 2014-10-20 | deemed execution date | M | 8,459 (d) | 2021-12-19 | common stock 8,459 | $5.45 | 50,410 | direct |
ID | footnote |
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f1 | the exercise and sale of these stock options was completed pursuant to the rule 10b5-1 trading plan adopted by jonathan h. corr. |
f2 | the price reported is a weighted average price. the shares were sold in multiple transactions ranging from $36.55 to $37.46, inclusive. the reporting person undertakes to provide to ellie mae, inc., any security holder of ellie mae, inc.., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this form 4. |
f3 | option vests with respect to 25% of the shares subject thereto on august 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on august 17, 2015. |
f4 | the reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. |
f5 | option vests with respect to 25% of the shares subject thereto on december 19, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on december 19, 2015. |