Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-14-038792
Date:2014-10-21
Issuer: AGCO CORP /DE (AGCO)
Original Submission Date:

Reporting Person:

SRINIVASAN MALLIKA
TRACTORS & FARM EQUIPMENT LTD OLD NO. 35
NEW NO. 77, NUNGAMBAKKAM HIGH ROAD CHENNAI, K7 600 034

Reporting Person:

TRACTORS & FARM EQUIPMENT LTD
OLD NO. 35, NEW NO. 77
NUNGAMBAKKAM HIGH ROAD CHENNAI, K7 600 034

Reporting Person:

TAFE MOTORS & TRACTORS LTD
OLD NO. 35, NEW NO. 77
NUNGAMBAKKAM HIGH ROAD CHENNAI, K7 600 034

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-21 P 42,116 a $44.29 2,845,437 indirect
COMMON STOCK 2014-10-21 P 37,884 a $44.66 2,883,321 indirect
COMMON STOCK 2014-10-21 0 $0.00 8,132,950 indirect
COMMON STOCK 2014-10-21 0 $0.00 6,579 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were purchased pursuant to a rule 10b5-1 trading plan entered into by tractors and farm equipment limited ("tafe") and tafe motors and tractors limited ("tmtl") on august 29, 2014.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $43.54 to $44.53. the reporting persons undertake to provide to agco corporation, any security holder of agco corporation, or the staff of the securities and exchange ommission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).
f3 these shares are owned directly by tmtl, which is a wholly owned subsidiary of tafe. tafe is an indirect beneficial owner of these shares. mallika srinivasan is an officer of tmtl and is a beneficial owner of certain equity securities of tmtl. ms. srinivasan disclaims beneficial ownership of the shares reported in column 5 of this row except to the extent of ms. srinivasan's beneficial ownership of equity securities of tmtl, and this report shall not be deemed an admission that ms. srinivasan is the beneficial owner of such shares for purposes of section 16 or for any other purpose.
f4 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $44.54 to $44.83. the reporting persons undertake to provide to agco corporation, any security holder of agco corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
f5 these shares are owned directly by tafe. mallika srinivasan is an officer of tafe and is a beneficial owner of certain equity securities of tafe. ms. srinivasan disclaims beneficial ownership of the shares reported in column 5 of the row except to the extent of ms. srinivasan's beneficial ownership of equity securities of tafe, and this report shall not be deemed an admission that ms. srinivasan is the beneficial owner of such shares for purposes of section 16 or for any other purpose. tmtl also disclaims beneficial ownership of the shares reported in column 5 of the row, and this report shall not be deemed an admission that tmtl is the beneficial owner of such shares forpurposes of section 16 or for any other purpose.
f6 these shares reflect awards to mallika srinivasan for her services as a director of agco corporation under the agco corporation 2006 long-term stock incentive plan. tafe and tmtl disclaim beneficial ownership of the shares reported in column 5 of this row, and this report shall not be deemed an admission that either tafe or tmtl is the beneficial owner of such shares for purposes of section 16 or for any other purpose.
WhaleWisdom Logo

Elevate your investments