Accession Number: | 0001144204-14-062733 |
Date: | 2014-10-23 |
Issuer: | PERSHING GOLD CORP. (PGLC) |
Original Submission Date: |
HONIG BARRY C
555 S FEDERAL HIGHWAY
SUITE 450
BOCA RATON, FL 33432
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-23 | P | 1,300,000 | a | $0.30 | 20,792,964 | direct | ||
COMMON STOCK | 2014-10-23 | P | 475,000 | a | $0.29 | 21,267,964 | direct | ||
COMMON STOCK | 2014-10-23 | P | 75,000 | a | $0.29 | 11,447,301 | indirect | f1 | |
COMMON STOCK | 2014-10-23 | P | 150,000 | a | $0.30 | 11,597,301 | indirect | f1 | |
COMMON STOCK | 2014-10-23 | P | 75,000 | a | $0.29 | 11,672,301 | indirect | f1 | |
COMMON STOCK | 2014-10-23 | P | 25,000 | a | $0.29 | 25,660,064 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | held by grq consultants, inc. roth 401k fbo barry honig. barry honig is the trustee of grq consultants, inc. roth 401k fbo barry honig and in such capacity is deemed to hold voting and dispositive power over the securities held by grq consultants, inc. roth 401k fbo barry honig. |
f2 | held by grq consultants, inc. 401k plan. barry honig is the trustee of grq consultants, inc. 401k plan and in such capacity is deemed to hold voting and dispositive power over the securities held by grq consultants, inc. 401k plan. |