Accession Number: | 0001093557-14-000321 |
Date: | 2014-10-23 |
Issuer: | DEXCOM INC (DXCM) |
Original Submission Date: |
PACELLI STEVEN ROBERT
6340 SEQUENCE DRIVE
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-23 | M | 14,000 | a | $7.63 | 242,866 | direct | ||
COMMON STOCK | 2014-10-23 | S | 14,000 | d | $43.60 | 228,866 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 7.63 | 2014-10-23 | deemed execution date | M | 14,000 (d) | 2009-05-19 | 2018-05-19 | common stock 14,000 | $7.63 | 26,145 | direct |
ID | footnote |
---|---|
f1 | on november 25, 2013, mr. pacelli adopted a 10b5-1 plan. this 10b5-1 plan allows the orderly disposition of shares owned by mr. pacelli. the shares set forth above were sold pursuant to the 10b5-1 plan. |
f2 | this transaction was executed in multiple trades at prices ranging from $42.83 to $44.26. the price above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
f3 | included in this number are 118,748 unvested restricted stock units, 71,000 of which were granted on march 8, 2014 and shall vest through march 8, 2017, 35,811 of which were granted on march 11, 2013 and shall vest through march 11, 2016, and 11,937 of which were granted on march 8, 2012 and shall vest through march 8, 2015. |