Accession Number: | 0001209191-14-064765 |
Date: | 2009-01-01 |
Issuer: | NEXPOINT CREDIT STRATEGIES FUND (NHF) |
Original Submission Date: |
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS, TX 75201
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2013-02-25 | P | 23,862 | a | $7.18 | 3,891,947 | indirect | ||
COMMON STOCK | 2013-03-26 | P | 166,512 | a | $7.51 | 4,058,459 | indirect | ||
COMMON STOCK | 2009-01-01 | A | 9,368 | a | $7.84 | 9,368 | direct | ||
COMMON STOCK | 2012-12-17 | P | 3,073 | a | $6.61 | 12,441 | direct | ||
COMMON STOCK | 2012-12-17 | P | 3,073 | a | $6.65 | 15,514 | direct | ||
COMMON STOCK | 2012-12-17 | P | 3,073 | a | $6.70 | 18,587 | direct | ||
COMMON STOCK | 2012-12-20 | P | 2,884 | a | $6.71 | 21,471 | direct | ||
COMMON STOCK | 2013-01-28 | P | 4 | a | $7.06 | 21,539 | direct | ||
COMMON STOCK | 2013-01-29 | P | 3 | a | $6.99 | 21,542 | direct | ||
COMMON STOCK | 2013-06-04 | P | 93 | a | $7.84 | 21,901 | direct | ||
COMMON STOCK | 2013-06-19 | P | 92 | a | $7.93 | 22,043 | direct | ||
COMMON STOCK | 2013-07-17 | P | 159 | a | $7.98 | 22,422 | direct | ||
COMMON STOCK | 2013-07-17 | P | 24 | a | $7.84 | 22,446 | direct | ||
COMMON STOCK | 2013-08-02 | P | 93 | a | $7.80 | 22,539 | direct | ||
COMMON STOCK | 2013-08-06 | P | 0 | a | $7.63 | 22,540 | direct | ||
COMMON STOCK | 2013-09-04 | P | 194 | a | $7.54 | 22,883 | direct | ||
COMMON STOCK | 2013-09-17 | P | 96 | a | $7.61 | 23,045 | direct | ||
COMMON STOCK | 2013-10-02 | P | 93 | a | $7.85 | 23,222 | direct | ||
COMMON STOCK | 2013-10-17 | P | 93 | a | $7.80 | 23,380 | direct | ||
COMMON STOCK | 2013-11-08 | P | 87 | a | $8.40 | 23,545 | direct | ||
COMMON STOCK | 2013-11-18 | P | 2 | a | $8.88 | 23,608 | direct | ||
COMMON STOCK | 2013-11-19 | P | 81 | a | $9.03 | 23,688 | direct | ||
COMMON STOCK | 2013-12-05 | P | 82 | a | $8.69 | 23,843 | direct | ||
COMMON STOCK | 2014-01-10 | P | 128 | a | $9.80 | 24,097 | direct | ||
COMMON STOCK | 2014-01-24 | P | 92 | a | $10.05 | 24,250 | direct | ||
COMMON STOCK | 2014-01-24 | P | 73 | a | $10.05 | 24,323 | direct | ||
COMMON STOCK | 2014-01-24 | P | 547 | a | $10.05 | 24,870 | direct | ||
COMMON STOCK | 2014-02-06 | P | 486 | a | $10.52 | 25,478 | direct | ||
COMMON STOCK | 2014-02-06 | P | 0 | a | $10.52 | 25,478 | direct | ||
COMMON STOCK | 2014-02-06 | P | 0 | a | $10.52 | 25,478 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person inadvertently reported the securities reported on a form 4 filed with the securities and exchange commission on august 17, 2012 and each of the subsequent form 4 filings as directly held when such securities were and are indirectly held by a trust of which the reporting person is trustee. the amount of securities reported herein reflects the number of shares beneficially owned by the reporting person as of the date of this filing after taking into account each of the transactions listed herein. |
f2 | includes 63.5130 shares acquired on december 31, 2012 under the issuer's dividend reinvestment plan. |
f3 | includes 60.62 shares acquired on january 31, 2013, 67.442 shares acquired on march 29, 2013, 67.665 shares acquired on april 30, 2013, and 70.71 shares acquired on may 31, 2013 under the issuer's dividend reinvestment plan. |
f4 | includes 50.13 shares acquired on june 7, 2013 under the issuer's dividend reinvestment plan. |
f5 | includes 60.32 shares acquired on july 8, 2013, and 80.4850 shares acquired on july 1, 2013 under the issuer's dividend reinvestment plan. |
f6 | includes 63.03 shares acquired on august 7, 2013, and 86.2590 shares acquired on august 30, 2013 under the issuer's dividend reinvestment plan. |
f7 | includes 66.72 shares acquired on september 12, 2013 under the issuer's dividend reinvestment plan. |
f8 | includes 83.2670 shares acquired on september 30, 2013 under the issuer's dividend reinvestment plan. |
f9 | includes 65.57 shares acquired on october 9, 2013 under the issuer's dividend reinvestment plan. |
f10 | includes 77.6240 shares acquired on october 31, 2013 under the issuer's dividend investment plan. |
f11 | includes 60.97 shares acquired on november 14, 2013 under the issuer's dividend reinvestment plan. |
f12 | includes 72.4270 shares acquired on november 29, 2013 under the issuer's dividend reinvestment plan. |
f13 | includes 59.74 shares acquired on december 7, 2013, and 65.7550 shares acquired on december 31, 2013 under the issuer's dividend reinvestment plan. |
f14 | includes 60.55 shares acquired on january 17, 2014 under the issuer's dividend reinvestment plan. |
f15 | includes 65.0560 shares acquired on january 31, 2014, and 57.30 shares acquired on february 6, 2014 under the issuer's dividend reinvestment plan. |