Form Type: 4

SEC EDGAR Link
Accession Number:0001280263-14-000173
Date:2014-10-22
Issuer: AMBARELLA INC (AMBA)
Original Submission Date:

Reporting Person:

KOHN LESLIE
3101 JAY STREET
SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2014-10-22 M 10,000 a $3.20 874,474 direct
ORDINARY SHARES 2014-10-22 S 10,000 d $42.00 864,474 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
INCENTIVE STOCK OPTION (RIGHT TO BUY) 3.2 2014-10-22 deemed execution date M 10,000 (d) 2019-07-08 ordinary shares 10,000 $3.20 42,960 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 28, 2013.
f2 shares subject to the option vest monthly over four years beginning on august 1, 2009.
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