Accession Number: | 0001280263-14-000173 |
Date: | 2014-10-22 |
Issuer: | AMBARELLA INC (AMBA) |
Original Submission Date: |
KOHN LESLIE
3101 JAY STREET
SANTA CLARA, CA 95054
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2014-10-22 | M | 10,000 | a | $3.20 | 874,474 | direct | ||
ORDINARY SHARES | 2014-10-22 | S | 10,000 | d | $42.00 | 864,474 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
INCENTIVE STOCK OPTION (RIGHT TO BUY) | 3.2 | 2014-10-22 | deemed execution date | M | 10,000 (d) | 2019-07-08 | ordinary shares 10,000 | $3.20 | 42,960 | direct |
ID | footnote |
---|---|
f1 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 28, 2013. |
f2 | shares subject to the option vest monthly over four years beginning on august 1, 2009. |