Accession Number: | 0001209191-14-064814 |
Date: | 2014-10-24 |
Issuer: | ELIZABETH ARDEN INC (RDEN) |
Original Submission Date: |
RHONE CAPITAL L.L.C.
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK, NY 10111
NIGHTINGALE ONSHORE HOLDINGS L.P.
630 FIFTH AVE, 27TH FLOOR
NEW YORK, NY 10111
NIGHTINGALE OFFSHORE HOLDINGS L.P.
630 FIFTH AVE, 27TH FLOOR
NEW YORK, NY 10111
NIGHTINGALE GP LLC
630 FIFTH AVE, 27TH FLOOR
NEW YORK, NY 10111
RHONE CAPITAL IV L.P.
630 FIFTH AVE, 27TH FLOOR
NEW YORK, NY 10111
RHONE HOLDINGS IV L.L.C.
630 FIFTH AVE, 27TH FLOOR
NEW YORK, NY 10111
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-10-24 | P | 37 | a | $16.92 | 4,033,324 | indirect | f1,f2 | |
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-10-24 | P | 46 | a | $16.93 | 4,033,370 | indirect | f1,f2 | |
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-10-24 | P | 900 | a | $16.94 | 4,034,270 | indirect | f1,f2 | |
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-10-24 | P | 4,817 | a | $16.95 | 4,039,087 | indirect | f1,f2 | |
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2014-10-24 | P | 25,000 | a | $17.00 | 4,064,087 | indirect | f1,f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | nightingale gp llc is the general partner of nightingale onshore holdings l.p. and nightingale offshore holdings l.p. and may be deemed the beneficial owner of shares of common stock beneficially owned by nightingale onshore holdings l.p. and nightingale offshore holdings l.p. rhone capital iv l.p. indirectly controls nightingale gp llc and may be deemed the beneficial owner of shares of common stock beneficially owned by nightingale gp llc. rhone holdings iv l.l.c. is the general partner of rhone capital iv l.p. and may be deemed the beneficial owner of shares of common stock beneficially owned by rhone capital iv l.p. rhone capital l.l.c. is the sole member of rhone holdings iv l.l.c. and may be deemed the beneficial owner of shares of common stock beneficially owned by rhone holdings iv l.l.c. |
f2 | this statement is being filed by nightingale onshore holdings l.p., nightingale offshore holdings l.p., nightingale gp llc, rhone capital iv l.p., rhone holdings iv l.l.c., and rhone capital l.l.c. (collectively, the "reporting persons"). one or more of the reporting persons are party to a shareholders agreement that relate to the voting of the shares covered by this report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding common stock of the issuer for purposes of section 13(d)(3) of the securities exchange act of 1934. the filing of this report is not an admission that the reporting persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest. |