Accession Number: | 0000701374-14-000135 |
Date: | 2014-10-27 |
Issuer: | SIX FLAGS ENTERTAINMENT CORP (SIX) |
Original Submission Date: |
RUSS LEONARD A
C/O SIX FLAGS ENTERTAINMENT CORPORATION
924 AVENUE J EAST
GRAND PRAIRIE, TX 75050
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | M | 6,800 | a | $8.75 | 99,953 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | M | 17,200 | a | $10.00 | 117,153 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | M | 5,600 | a | $16.81 | 122,753 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | M | 2,800 | a | $27.76 | 125,553 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | M | 1,800 | a | $34.49 | 127,353 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-27 | S | 34,200 | d | $40.00 | 93,153 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-28 | M | 1,700 | a | $8.75 | 94,853 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-28 | M | 4,300 | a | $10.00 | 99,153 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-28 | M | 1,400 | a | $16.81 | 100,553 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-28 | M | 700 | a | $27.76 | 101,253 | direct | ||
COMMON STOCK, PAR VALUE $0.025 PER SHARE | 2014-10-28 | M | 450 | a | $34.49 | 101,703 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 8.75 | 2014-10-27 | deemed execution date | M | 6,800 (d) | 2020-08-06 | common stock, par value $0.025 per share 6,800 | $8.75 | 1,700 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2014-10-27 | deemed execution date | M | 17,200 (d) | 2020-09-07 | common stock, par value $0.025 per share 17,200 | $10.00 | 4,300 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 16.81 | 2014-10-27 | deemed execution date | M | 5,600 (d) | 2021-08-24 | common stock, par value $0.025 per share 5,600 | $16.81 | 8,400 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 27.76 | 2014-10-27 | deemed execution date | M | 2,800 (d) | 2022-08-24 | common stock, par value $0.025 per share 2,800 | $27.76 | 7,700 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 34.49 | 2014-10-27 | deemed execution date | M | 1,800 (d) | 2023-08-24 | common stock, par value $0.025 per share 1,800 | $34.49 | 7,200 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 8.75 | 2014-10-28 | deemed execution date | M | 1,700 (d) | 2020-08-06 | common stock, par value $0.025 per share 1,700 | $8.75 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2014-10-28 | deemed execution date | M | 4,300 (d) | 2020-09-07 | common stock, par value $0.025 per share 4,300 | $10.00 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 16.81 | 2014-10-28 | deemed execution date | M | 1,400 (d) | 2021-08-24 | common stock, par value $0.025 per share 1,400 | $16.81 | 7,000 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 27.76 | 2014-10-28 | deemed execution date | M | 700 (d) | 2022-08-24 | common stock, par value $0.025 per share 700 | $27.76 | 7,000 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 34.49 | 2014-10-28 | deemed execution date | M | 450 (d) | 2023-08-24 | common stock, par value $0.025 per share 450 | $34.49 | 6,750 | direct |
ID | footnote |
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f1 | the transactions on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by leonard a. russ on march 26, 2014. |
f2 | mr. russ was granted an option to purchase 34,000 shares (as adjusted for stock splits) on august 6, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the compensation committee of the issuer's board of directors. |
f3 | mr. russ was granted an option to purchase 86,000 shares (as adjusted for stock splits) on september 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the compensation committee of the issuer's board of directors. |
f4 | mr. russ was granted an option to purchase 28,000 shares (adjusted for stock split) on august 24, 2011, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the compensation committee of the issuer's board of directors. |
f5 | mr. russ was granted an option to purchase 14,000 shares (adjusted for stock split) on august 24, 2012, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the compensation committee of the issuer's board of directors. |
f6 | mr. russ was granted an option to purchase 9,000 shares on august 24, 2013, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the compensation committee of the issuer's board of directors. |