Accession Number: | 0001181431-14-034998 |
Date: | 2014-10-27 |
Issuer: | NATUS MEDICAL INC (BABY) |
Original Submission Date: |
CHUNG DONG CHUNE CHRISTOPHER
C/O NATUS MEDICAL INCORPORATED
1501 INDUSTRIAL ROAD
SAN CARLOS, CA 94070
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-27 | M | 20,588 | a | $10.03 | 142,173 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-27 | S | 20,588 | d | $33.09 | 121,585 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-27 | M | 18,933 | a | $10.03 | 140,518 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-27 | S | 18,933 | d | $33.09 | 121,585 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-28 | M | 10,479 | a | $10.03 | 132,064 | direct | ||
COMMON STOCK, $0.001 PAR VALUE PER SHARE | 2014-10-28 | S | 10,479 | d | $33.33 | 121,585 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON QUALIFIED STOCK OPTION | 10.03 | 2014-10-27 | deemed execution date | M | 20,588 (d) | 2005-07-09 | 2015-06-09 | common stock 20,588 | $10.03 | 10,479 | direct | |
NON QUALIFIED STOCK OPTION | 10.03 | 2014-10-27 | deemed execution date | M | 18,933 (d) | 2005-07-09 | 2015-06-09 | common stock 18,933 | $10.03 | 0 | direct | |
NON QUALIFIED STOCK OPTION | 10.03 | 2014-10-28 | deemed execution date | M | 10,479 (d) | 2005-07-09 | 2015-06-09 | common stock 10,479 | $10.03 | 0 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $33.00 to $33.09. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | this transaction was executed in multiple trades at prices ranging from $33.00 to $33.09. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $33.10 to $33.51. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |