Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-065342
Date:2014-10-28
Issuer: INOGEN INC (INGN)
Original Submission Date:

Reporting Person:

WILKINSON SCOTT
326 BOLLAY DRIVE
GOLETA, CA 93117

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-28 M 8,270 a $0.60 8,270 direct
COMMON STOCK 2014-10-28 S 8,270 d $22.41 0 direct
COMMON STOCK 2014-10-29 M 10,063 a $0.60 10,063 direct
COMMON STOCK 2014-10-29 S 10,063 d $22.42 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.6 2014-10-28 deemed execution date M 4,077 (d) 2019-02-10 common stock 4,077 $0.60 4,256 direct
STOCK OPTION (RIGHT TO BUY) 0.6 2014-10-28 deemed execution date M 4,193 (d) 2020-02-24 common stock 4,193 $0.60 67,178 direct
STOCK OPTION (RIGHT TO BUY) 0.6 2014-10-29 deemed execution date M 4,256 (d) 2019-02-10 common stock 4,256 $0.60 0 direct
STOCK OPTION (RIGHT TO BUY) 0.6 2014-10-29 deemed execution date M 5,807 (d) 2020-02-24 common stock 5,807 $0.60 61,371 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 17, 2014.
f2 represents the weighted average share price of an aggregate total of 8,270 shares sold in the price range of $22.25 to $22.56 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 represents the weighted average share price of an aggregate total of 10,063 shares sold in the price range of $22.25 to $23.16 by the reporting person. the reporting person undertakes to provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 subject to the reporting person's continued service, twenty-five percent (25%) of the shares subject to the option vested and became exercisable on the one year anniversary of the vesting commencement date, and thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option vested each month on the same day as the vesting commencement date, such that the shares subject to the option became fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. the vesting commencement date for this option is february 10, 2009.
f5 subject to the reporting person's continuing service, thirty nine percent (39%) of the shares subject to the option shall vest and become exercisable on the vesting commencement date, and thereafter, one thirtieth (1/30th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the thirty (30) month anniversary of the vesting commencement date. the vesting commencement date for this option is february 24, 2010.
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