Accession Number: | 0001225208-14-022288 |
Date: | 2014-10-29 |
Issuer: | SCHWAB CHARLES CORP (SCHW) |
Original Submission Date: |
SCHWAB CHARLES R
211 MAIN STREET
SAN FRANCISCO, CA 94105
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-29 | S | 250,000 | d | $27.59 | 37,387,941 | indirect | ||
COMMON STOCK | 2014-10-30 | S | 250,000 | d | $27.65 | 37,137,941 | indirect | ||
COMMON STOCK | 2014-10-30 | S | 250,000 | d | $27.67 | 113,583,962 | indirect | ||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 659,448 | direct | ||||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 44,025 | indirect | ||||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 5,316,215 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $27.21 to $27.84. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | this transaction was executed in multiple trades at prices ranging from $27.47 to $27.84. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $27.51 to $27.82. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |