Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-065521
Date:2014-10-30
Issuer: FINANCIAL INSTITUTIONS INC (FISI)
Original Submission Date:

Reporting Person:

GROVER MICHAEL DAVID
220 LIBERTY STREET
WARSAW, NY 14569

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-30 M 572 a $21.05 2,622 direct
COMMON STOCK 2014-10-30 M 1,200 a $19.75 3,822 direct
COMMON STOCK 2014-10-30 M 1,200 a $19.41 5,022 direct
COMMON STOCK 2014-10-30 M 1,200 a $15.85 6,222 direct
COMMON STOCK 2014-10-30 S 4,172 d $24.50 2,050 direct
COMMON STOCK 2014-10-30 0 $0.00 1,500 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 19.75 2014-10-30 deemed execution date M 1,200 (d) 2007-07-26 2016-07-26 common stock 1,200 $19.75 0 direct
STOCK OPTION (RIGHT TO BUY) 19.41 2014-10-30 deemed execution date M 1,200 (d) 2008-07-25 2017-07-25 common stock 1,200 $19.41 0 direct
STOCK OPTION (RIGHT TO BUY) 15.85 2014-10-30 deemed execution date M 1,200 (d) 2009-07-07 2018-07-07 common stock 1,200 $15.85 0 direct
STOCK OPTION (RIGHT TO BUY) 21.05 2014-10-30 deemed execution date M 572 (d) 2006-02-23 2015-02-23 common stock 572 $21.05 0 direct
Footnotes
IDfootnote
f1 shares sold pursuant to a cashless exercise of stock options.
f2 options vested in four equal annual installments beginning on july 26, 2007.
f3 options vested in four equal annual installments beginning on july 25, 2008.
f4 options vested in four equal annual installments beginning on july 7, 2009.
f5 options vested in four equal annual installments beginning on february 23, 2006.
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