Accession Number: | 0001209191-14-065521 |
Date: | 2014-10-30 |
Issuer: | FINANCIAL INSTITUTIONS INC (FISI) |
Original Submission Date: |
GROVER MICHAEL DAVID
220 LIBERTY STREET
WARSAW, NY 14569
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-30 | M | 572 | a | $21.05 | 2,622 | direct | ||
COMMON STOCK | 2014-10-30 | M | 1,200 | a | $19.75 | 3,822 | direct | ||
COMMON STOCK | 2014-10-30 | M | 1,200 | a | $19.41 | 5,022 | direct | ||
COMMON STOCK | 2014-10-30 | M | 1,200 | a | $15.85 | 6,222 | direct | ||
COMMON STOCK | 2014-10-30 | S | 4,172 | d | $24.50 | 2,050 | direct | ||
COMMON STOCK | 2014-10-30 | 0 | $0.00 | 1,500 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 19.75 | 2014-10-30 | deemed execution date | M | 1,200 (d) | 2007-07-26 | 2016-07-26 | common stock 1,200 | $19.75 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 19.41 | 2014-10-30 | deemed execution date | M | 1,200 (d) | 2008-07-25 | 2017-07-25 | common stock 1,200 | $19.41 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 15.85 | 2014-10-30 | deemed execution date | M | 1,200 (d) | 2009-07-07 | 2018-07-07 | common stock 1,200 | $15.85 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 21.05 | 2014-10-30 | deemed execution date | M | 572 (d) | 2006-02-23 | 2015-02-23 | common stock 572 | $21.05 | 0 | direct |
ID | footnote |
---|---|
f1 | shares sold pursuant to a cashless exercise of stock options. |
f2 | options vested in four equal annual installments beginning on july 26, 2007. |
f3 | options vested in four equal annual installments beginning on july 25, 2008. |
f4 | options vested in four equal annual installments beginning on july 7, 2009. |
f5 | options vested in four equal annual installments beginning on february 23, 2006. |