Accession Number: | 0001209191-14-065562 |
Date: | 2014-10-30 |
Issuer: | ULTIMATE SOFTWARE GROUP INC (ULTI) |
Original Submission Date: |
PHENICIE JOHN C
7 OAK WALK
MISSOURI CITY, TX 77459
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, $0.01 PAR VALUE | 2014-10-30 | M | 5,000 | a | $27.02 | 44,564 | direct | ||
COMMON STOCK, $0.01 PAR VALUE | 2014-10-30 | S | 1,022 | d | $141.04 | 43,542 | direct | ||
COMMON STOCK, $0.01 PAR VALUE | 2014-10-30 | S | 3,716 | d | $142.32 | 39,826 | direct | ||
COMMON STOCK, $0.01 PAR VALUE | 2014-10-30 | S | 262 | d | $142.70 | 39,564 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 27.02 | 2014-10-30 | deemed execution date | M | 5,000 (d) | 2007-05-15 | 2017-05-15 | common stock 5,000 | $27.02 | 0 | direct |
ID | footnote |
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f1 | the transactions reported on this form 4 were effected pursuant to a rule 10(b)5-1 trading plan adopted by the reporting person on august 5, 2014. |
f2 | the sales price represents the weighted average sales price ranging in price from $140.60 to $141.60. the number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
f3 | the sales price represents the weighted average sales price ranging in price from $141.63 to $142.60. the number of shares sold at each separate price will be made available to the sec staff, the issuer, or a security holder of the issuer upon request. |
f4 | the option vested in four equal installments on may 17, 2007, 2008, 2009 and 2010. |