Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-065571
Date:2014-10-29
Issuer: AUSPEX PHARMACEUTICALS, INC. (ASPX)
Original Submission Date:

Reporting Person:

CMEA VENTURES VII LP
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500 SAN FRANCISCO, CA 94129

Reporting Person:

CMEA VENTURES VII (PARALLEL) LP
ONE LETTERMAN DRIVE
BUILDING C, SUITE CM500 SAN FRANCISCO, CA 94129

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-29 S 10,891 d $27.02 3,715,132 direct
COMMON STOCK 2014-10-29 S 279 d $27.02 95,312 indirect
COMMON STOCK 2014-10-30 S 7,633 d $27.33 3,707,499 direct
COMMON STOCK 2014-10-30 S 197 d $27.33 95,115 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares sold on this date were sold in multiple transactions. the price is the weighted average price per share, the actual sales price per share ranged from $26.72 to $27.24.
f2 the shares sold on this date were sold in multiple transactions. the price is the weighted average price per share, the actual sales price per share ranged from $27.07 to $27.73.
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