Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-065585
Date:2014-10-29
Issuer: POLARIS INDUSTRIES INC/MN (PII)
Original Submission Date:

Reporting Person:

DOUGHERTY MICHAEL D.
2100 HIGHWAY 55
MEDINA, MN 55340

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-29 M 12,000 a $22.33 18,000 direct
COMMON STOCK 2014-10-29 S 12,000 d $148.16 6,000 direct
COMMON STOCK 2014-04-28 G 380 d $0.00 31,130 indirect f2
COMMON STOCK 2014-04-28 G 190 a $0.00 1,630 indirect f3
COMMON STOCK 2014-04-28 G 190 a $0.00 1,630 indirect f4
COMMON STOCK 2014-10-29 0 $0.00 4,628 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 22.33 2014-10-29 deemed execution date M 12,000 (d) 2014-02-01 2020-02-01 common stock 12,000 $22.33 0 direct
Footnotes
IDfootnote
f1 reflects the weighted average price of 12,000 shares of common stock sold by the reporting person in multiple transactions on october 29, 2014 with sale prices ranging from $148.00 to $148.45 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
f3 shares held by son who shares reporting person's household. the reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of section 16 or for any other purpose.
f4 shares held by daughter who shares reporting person's household. the reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of section 16 or for any other purpose.
f5 estimate of the number of shares held in the reporting person's esop fund as of october 29, 2014. this plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of polaris stock.
WhaleWisdom Logo

Elevate your investments