Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-14-039729
Date:2014-06-23
Issuer: TORTOISE ENERGY INFRASTRUCTURE CORP (TYG)
Original Submission Date:

Reporting Person:

BIRZER H KEVIN
11550 ASH STREET
SUITE 300 LEAWOOD, KS 66211

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2014-06-23 J 14,466 a $0.00 61,817 direct
COMMON SHARES 2014-06-23 J 4,391 a $0.00 66,208 direct
COMMON SHARES 2014-06-23 J 675 a $0.00 2,507 indirect
COMMON SHARES 2014-06-23 J 580 a $0.00 3,087 indirect
COMMON SHARES 2014-08-15 S 2 d $47.74 3,085 indirect
COMMON SHARES 2014-08-18 S 1 d $48.18 66,207 direct
COMMON SHARES 2014-10-30 P 100 a $46.29 66,518 direct
COMMON SHARES 2014-06-23 0 $0.00 2,468 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 received in exchange for 19,303.44 common shares of tortoise energy capital corporation ("tyy") plus cash in lieu of fractional shares of tyg in connection with merger of tyy into tortoise energy infrastructure corporation ("tyg") which was effective on june 23, 2014. the exchange rate was based on each company's relative net asset value ("nav") per share as of june 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for tyg and $38.19 for tyy. on june 20, 2014, the closing price of tyy common shares was $36.22 and the closing price of tyg common shares was $48.46.
f2 includes 13,066.485 shares acquired under the tyg dividend reinvestment plan.
f3 received in exchange for 6,717.606 common shares of tortoise north american energy corporation ("tyn") plus cash in lieu of fractional shares of tyg in connection with merger of tyn into tyg which was effective on june 23, 2014. the exchange rate was based on each company's relative nav per share as of june 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for tyg and $33.32 for tyn. on june 20, 2014, the closing price of tyn common shares was $31.54 and the closing price of tyg common shares was $48.46.
f4 received in exchange for 901.28 common shares of tyy plus cash in lieu of fractional shares of tyg in connection with merger of tyy into tyg which was effective on june 23, 2014. the exchange rate was based on each company's relative net asset value ("nav") per share as of june 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for tyg and $38.19 for tyy. on june 20, 2014, the closing price of tyy common shares was $36.22 and the closing price of tyg common shares was $48.46.
f5 includes 678.649 shares acquired under the tyg dividend reinvestment plan, and excludes 310.287 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.
f6 received in exchange for 888.115 common shares of tyn plus cash in lieu of fractional shares of tyg in connection with merger of tyn into tyg which was effective on june 23, 2014. the exchange rate was based on each company's relative nav per share as of june 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for tyg and $33.32 for tyn. on june 20, 2014, the closing price of tyn common shares was $31.54 and the closing price of tyg common shares was $48.46.
f7 consists of fractional share sales from accounts in connection with account transfers.
f8 includes 210.963 shares acquired under the tyg dividend reinvestment plan.
f9 indirect shares noted above held by spouse as custodian of children's accounts, but excluding 617 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.
WhaleWisdom Logo

Elevate your investments