Form Type: 4

SEC EDGAR Link
Accession Number:0001230245-14-000188
Date:2014-10-31
Issuer: PIPER JAFFRAY COMPANIES (PJC)
Original Submission Date:

Reporting Person:

FAIRMAN FRANCIS E IV
800 NICOLLET MALL
MINNEAPOLIS, MN 55402

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-31 M 1,391 a $39.62 39,895 direct
COMMON STOCK 2014-10-31 S 1,391 d $56.54 38,504 direct
COMMON STOCK 2014-10-31 0 $0.00 944 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 39.62 2014-10-31 deemed execution date M 1,391 (d) 2008-02-22 2015-02-22 common stock 1,391 $39.62 0 direct
Footnotes
IDfootnote
f1 based on a plan report dated october 30, 2014.
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