Accession Number: | 0001230245-14-000188 |
Date: | 2014-10-31 |
Issuer: | PIPER JAFFRAY COMPANIES (PJC) |
Original Submission Date: |
FAIRMAN FRANCIS E IV
800 NICOLLET MALL
MINNEAPOLIS, MN 55402
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-31 | M | 1,391 | a | $39.62 | 39,895 | direct | ||
COMMON STOCK | 2014-10-31 | S | 1,391 | d | $56.54 | 38,504 | direct | ||
COMMON STOCK | 2014-10-31 | 0 | $0.00 | 944 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 39.62 | 2014-10-31 | deemed execution date | M | 1,391 (d) | 2008-02-22 | 2015-02-22 | common stock 1,391 | $39.62 | 0 | direct |
ID | footnote |
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f1 | based on a plan report dated october 30, 2014. |