Accession Number: | 0001209191-14-065616 |
Date: | 2014-10-29 |
Issuer: | HOME BANCSHARES INC (HOMB) |
Original Submission Date: |
BIRCH ROBERT F JR
P.O. BOX 966
CONWAY, AR 72033
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-29 | M | 24,191 | a | $4.34 | 146,231 | indirect | ||
COMMON STOCK | 2014-10-29 | S | 10,000 | d | $31.14 | 136,231 | indirect | ||
COMMON STOCK | 2014-10-29 | S | 10,000 | d | $31.19 | 126,231 | indirect | ||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 14 | indirect | ||||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 1,379 | indirect | ||||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 30,036 | indirect | ||||
COMMON STOCK - RESTRICTED | 2014-10-29 | 0 | $0.00 | 4,000 | direct | ||||
COMMON STOCK | 2014-10-29 | 0 | $0.00 | 12,162 | direct | ||||
COMMON STOCK - PERFORMANCE BASED | 2014-10-29 | 0 | $0.00 | 4,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 4.34 | 2014-10-29 | deemed execution date | M | 24,191 (d) | 2004-11-30 | 2014-11-30 | common stock 24,191 | $4.34 | 0 | direct | |
PERFORMANCE STOCK OPTION | 5.54 | 2014-10-29 | deemed execution date | 0 ( ) | 2010-01-01 | 2016-03-13 | common stock 29,651 | $5.54 | 29,651 | direct |
ID | footnote |
---|---|
f1 | includes 955.256 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing. |
f2 | includes 0.105 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing. |
f3 | includes 6.287 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing. |
f4 | includes 230.158 shares acquired by the home bancshares, inc. 401(k) plan since the last filing. |
f5 | restricted stock granted on august 2, 2012 will "cliff" vest 100% three years from award date. |
f6 | includes 199.041 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing. |
f7 | the reporting person had 2,300 shares vest since the last filing. |
f8 | the performance stock awarded on august 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. the performance goal was met on september 30, 2013 and will therefore "cliff" vest 100% on september 30, 2016. |