Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-14-065616
Date:2014-10-29
Issuer: HOME BANCSHARES INC (HOMB)
Original Submission Date:

Reporting Person:

BIRCH ROBERT F JR
P.O. BOX 966
CONWAY, AR 72033

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-29 M 24,191 a $4.34 146,231 indirect
COMMON STOCK 2014-10-29 S 10,000 d $31.14 136,231 indirect
COMMON STOCK 2014-10-29 S 10,000 d $31.19 126,231 indirect
COMMON STOCK 2014-10-29 0 $0.00 14 indirect
COMMON STOCK 2014-10-29 0 $0.00 1,379 indirect
COMMON STOCK 2014-10-29 0 $0.00 30,036 indirect
COMMON STOCK - RESTRICTED 2014-10-29 0 $0.00 4,000 direct
COMMON STOCK 2014-10-29 0 $0.00 12,162 direct
COMMON STOCK - PERFORMANCE BASED 2014-10-29 0 $0.00 4,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 4.34 2014-10-29 deemed execution date M 24,191 (d) 2004-11-30 2014-11-30 common stock 24,191 $4.34 0 direct
PERFORMANCE STOCK OPTION 5.54 2014-10-29 deemed execution date 0 ( ) 2010-01-01 2016-03-13 common stock 29,651 $5.54 29,651 direct
Footnotes
IDfootnote
f1 includes 955.256 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing.
f2 includes 0.105 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing.
f3 includes 6.287 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing.
f4 includes 230.158 shares acquired by the home bancshares, inc. 401(k) plan since the last filing.
f5 restricted stock granted on august 2, 2012 will "cliff" vest 100% three years from award date.
f6 includes 199.041 shares acquired by the home bancshares, inc. dividend reinvestment plan since the last filing.
f7 the reporting person had 2,300 shares vest since the last filing.
f8 the performance stock awarded on august 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. the performance goal was met on september 30, 2013 and will therefore "cliff" vest 100% on september 30, 2016.
WhaleWisdom Logo

Elevate your investments