Accession Number: | 0000796343-14-000103 |
Date: | 2014-10-31 |
Issuer: | ADOBE SYSTEMS INC (ADBE) |
Original Submission Date: |
GARRETT MARK
ADOBE SYSTEMS INCORPORATED
345 PARK AVENUE
SAN JOSE, CA 95110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-31 | M | 34,000 | a | $34.16 | 45,899 | direct | ||
COMMON STOCK | 2014-10-31 | M | 78,832 | a | $34.03 | 124,731 | direct | ||
COMMON STOCK | 2014-10-31 | S | 124,731 | d | $70.00 | 0 | direct | ||
COMMON STOCK | 2014-10-31 | 0 | $0.00 | 50,000 | indirect | f2 | |||
COMMON STOCK | 2014-10-31 | 0 | $0.00 | 107 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 34.16 | 2014-10-31 | deemed execution date | M | 34,000 (d) | 2014-10-31 | 2017-01-25 | common stock 34,000 | $34.16 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 34.03 | 2014-10-31 | deemed execution date | M | 78,832 (d) | 2014-10-31 | 2018-01-24 | common stock 78,832 | $34.03 | 9,168 | direct |
ID | footnote |
---|---|
f1 | the option exercises and sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person july 31, 2014. |
f2 | shares held by the garrett living trust, dtd 11/15/91 of which reporting person is a trustee. |
f3 | shares held by the garrett family investment partnership lp. |
f4 | options granted january 25, 2010 are fully vested and exercisable. |
f5 | vests at a rate of 2.08% per month for 48 months following the january 24, 2011 grant date. |