Form Type: 4

SEC EDGAR Link
Accession Number:0001213184-14-000050
Date:2014-10-29
Issuer: NEWPORT CORP (NEWP)
Original Submission Date:

Reporting Person:

WERTH DENNIS L
1791 DEERE AVENUE
IRVINE, CA 92606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-10-29 M 5,000 a $13.46 74,976 direct
COMMON STOCK 2014-10-29 S 5,000 d $18.90 69,976 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 13.46 2014-10-29 deemed execution date M 5,000 (d) 2015-02-22 common stock 5,000 $13.46 5,000 direct
Footnotes
IDfootnote
f1 transaction was effected pursuant to a rule 10b5-1 trading plan established by reporting person on august 12, 2014.
f2 option became fully vested on february 23, 2009.
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