Accession Number: | 0001213184-14-000050 |
Date: | 2014-10-29 |
Issuer: | NEWPORT CORP (NEWP) |
Original Submission Date: |
WERTH DENNIS L
1791 DEERE AVENUE
IRVINE, CA 92606
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-10-29 | M | 5,000 | a | $13.46 | 74,976 | direct | ||
COMMON STOCK | 2014-10-29 | S | 5,000 | d | $18.90 | 69,976 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 13.46 | 2014-10-29 | deemed execution date | M | 5,000 (d) | 2015-02-22 | common stock 5,000 | $13.46 | 5,000 | direct |
ID | footnote |
---|---|
f1 | transaction was effected pursuant to a rule 10b5-1 trading plan established by reporting person on august 12, 2014. |
f2 | option became fully vested on february 23, 2009. |