Accession Number: | 0001140361-14-039755 |
Date: | 2014-10-20 |
Issuer: | RESMED INC (RMD) |
Original Submission Date: |
FARRELL PETER C
RESMED INC.
9001 SPECTRUM CENTER BOULEVARD
SAN DIEGO, CA 92123
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
RESMED COMMON STOCK | 2014-10-20 | G | 200,000 | d | $0.00 | 281,264 | direct | ||
RESMED COMMON STOCK | 2014-10-29 | M | 119,204 | a | $12.47 | 400,468 | direct | ||
RESMED COMMON STOCK | 2014-10-29 | S | 119,204 | d | $51.84 | 281,264 | direct | ||
RESMED COMMON STOCK | 2014-10-20 | 0 | $0.00 | 22,783 | indirect | f3 | |||
RESMED COMMON STOCK | 2014-10-20 | 0 | $0.00 | 200,000 | indirect | f3 | |||
RESMED COMMON STOCK | 2014-10-20 | 0 | $0.00 | 200,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESMED COMMON STOCK OPTIONS | 12.468 | 2014-10-29 | deemed execution date | M | 119,204 (a) | 2006-01-20 | 2015-01-20 | resmed common stock 1,192,004 | $12.47 | 0 | direct |
ID | footnote |
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f1 | transaction represents a gift from the peter c. farrell trust to fund the peter c. farrell grantor retained annuity trust dated october 14, 2014 (annuity trust). dr. farrell is the trustee of his personal trust, but is not the trustee of the annuity trust. per the terms of the annuity trust, 90% of the original value will be transferred to dr farrell at the end of the annuity trust's first year. |
f2 | this transaction was executed in multiple trades at prices ranging from $51.67 to $52.10. the price reported above reflects the weighted average sale price. the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the sec staff, the issuer or the security holder of the issuer. |
f3 | securities held by larry poster, trustee of the peter c. farrell grantor retained annuity trust. |
f4 | represents date options first became available. options vest one-third annually on the anniversary of the grant. |