Accession Number: | 0001181431-14-037076 |
Date: | 2014-11-21 |
Issuer: | AMERICAN STATES WATER CO (AWR) |
Original Submission Date: |
ANDERSON JAMES L
4375 VIA SERENA
BONSALL, CA 92003
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON SHARES | 2014-11-14 | A | 108 | a | $34.24 | 42,230 | direct | ||
COMMON SHARES | 2014-11-21 | S | 2,584 | d | $34.69 | 44,814 | direct | ||
COMMON SHARES | 2014-11-21 | S | 100 | d | $34.73 | 44,914 | direct | ||
COMMON SHARES | 2014-11-21 | S | 2,408 | d | $34.70 | 47,322 | direct | ||
COMMON SHARES | 2014-11-21 | S | 100 | d | $34.71 | 47,422 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | der units credited on 11/14/2014 as dividend at fmv |