Accession Number: | 0001209191-14-070716 |
Date: | 2014-11-19 |
Issuer: | LIFELOCK, INC. (LOCK) |
Original Submission Date: |
POWER CHRIS G
60 EAST RIO SALADO PARKWAY
SUITE 400
TEMPE, AZ 85281
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-19 | M | 1,600 | a | $3.79 | 23,559 | direct | ||
COMMON STOCK | 2014-11-19 | S | 1,600 | d | $17.11 | 21,959 | direct | ||
COMMON STOCK | 2014-11-20 | M | 4,000 | a | $3.79 | 25,959 | direct | ||
COMMON STOCK | 2014-11-20 | S | 4,000 | d | $16.44 | 21,959 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.79 | 2014-11-19 | deemed execution date | M | 1,600 (d) | 2021-02-10 | common stock 1,600 | $3.79 | 199,400 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.79 | 2014-11-20 | deemed execution date | M | 4,000 (d) | 2021-02-10 | common stock 4,000 | $3.79 | 195,400 | direct |
ID | footnote |
---|---|
f1 | the shares were sold pursuant to a 10b5-1 sales plan. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $17.00 to $17.25, inclusive. the reporting person undertakes to provide to lifelock, inc. (the "company"), any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
f3 | 25% of the total number of shares underlying this option vested on january 10, 2012. the remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months. |