Form Type: 4

SEC EDGAR Link
Accession Number:0000909143-14-000064
Date:2014-11-21
Issuer: ASHFORD INC (AINC)
Original Submission Date:

Reporting Person:

BENNETT MONTY J
14185 DALLAS PARKWAY
SUITE 1100 DALLAS, TX 75254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-21 P 300 a $96.44 95,758 indirect
COMMON STOCK 2014-11-21 P 1,198 a $98.50 96,956 indirect
COMMON STOCK 2014-11-21 P 1,298 a $99.31 98,254 indirect
COMMON STOCK 2014-11-21 P 300 a $100.15 98,554 indirect
COMMON STOCK 2014-11-21 P 884 a $101.75 99,438 indirect
COMMON STOCK 2014-11-21 P 330 a $102.67 99,768 indirect
COMMON STOCK 2014-11-21 P 832 a $104.51 100,600 indirect
COMMON STOCK 2014-11-21 P 2,421 a $105.75 103,021 indirect
COMMON STOCK 2014-11-24 P 100 a $109.99 103,121 indirect
COMMON STOCK 2014-11-24 P 300 a $112.49 103,421 indirect
COMMON STOCK 2014-11-24 P 100 a $113.30 103,521 indirect
COMMON STOCK 2014-11-24 P 100 a $115.55 103,621 indirect
COMMON STOCK 2014-11-24 P 200 a $117.56 103,821 indirect
COMMON STOCK 2014-11-24 P 1,978 a $119.76 105,799 indirect
COMMON STOCK 2014-11-24 P 812 a $120.04 106,611 indirect
COMMON STOCK 2014-11-24 P 998 a $121.46 107,609 indirect
COMMON STOCK 2014-11-24 P 366 a $122.35 107,975 indirect
COMMON STOCK 2014-11-24 P 687 a $123.54 108,662 indirect
COMMON STOCK 2014-11-24 P 1,739 a $124.45 110,401 indirect
COMMON STOCK 2014-11-24 P 1,813 a $125.40 112,214 indirect
COMMON STOCK 2014-11-24 P 1,237 a $127.41 113,451 indirect
COMMON STOCK 2014-11-24 P 385 a $128.57 113,836 indirect
COMMON STOCK 2014-11-24 P 820 a $129.28 114,656 indirect
COMMON STOCK 2014-11-24 P 751 a $130.84 115,407 indirect
COMMON STOCK 2014-11-24 P 70 a $131.69 115,477 indirect
COMMON STOCK 2014-11-21 0 $0.00 14,154 direct
COMMON STOCK 2014-11-21 0 $0.00 53,726 indirect
COMMON STOCK 2014-11-21 0 $0.00 11,602 indirect
COMMON STOCK 2014-11-21 0 $0.00 9,225 indirect
COMMON STOCK 2014-11-21 0 $0.00 7,763 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $95.87 to $96.73, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f3 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $97.91 to $98.90, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f4 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $99.00 to $99.83, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f5 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $100.00 to $100.45, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f6 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $101.275 to $102.00, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f7 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $102.65 to $102.70, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f8 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $104.0499 to $104.93, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f9 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $105.36 to $106.15, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f10 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $111.95 to $112.79, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f11 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $117.46 to $117.59, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f12 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $119.00 to $119.9999, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f13 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $120.00 to $120.2929, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f14 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from 121.00 to $121.98, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f15 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $122.00 to $122.9715, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f16 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $123.00 to $123.99, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f17 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $124.00 to $124.95, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f18 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $125.00 to $125.8499, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f19 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $126.9454 to $127.93, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f20 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $128.05 to $128.94, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f21 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $129.08 to $129.69, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f22 reflects the weighted average sales price for the reported transactions. the shares were purchased in multiple transactions at prices ranging from $130.20 to $131.00, inclusive. the reporting person will provide the sec staff, the issuer, or any security holder of the issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price within the range specified.
f23 reflects the reporting person's pecuniary interest in such securities held directly by ashford financial corporation, of which the reporting person is a shareholder. the reporting person disclaims any beneficial interest in any other shares of the issuer's common stock (or securities convertible into shares of the issuer's common stock) held by ashford financial corporation.
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