Accession Number: | 0000009984-14-000116 |
Date: | 2014-11-25 |
Issuer: | BARNES GROUP INC (B) |
Original Submission Date: |
EDWARDS DAWN N
BARNES GROUP INC.
123 MAIN STREET
BRISTOL, CT 06010
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2014-11-25 | M | 7,133 | a | $15.02 | 67,820 | direct | ||
COMMON STOCK | 2014-11-25 | M | 4,867 | a | $15.27 | 72,687 | direct | ||
COMMON STOCK | 2014-11-25 | S | 12,000 | d | $37.27 | 60,687 | direct | ||
COMMON STOCK | 2014-11-25 | 0 | $0.00 | 13,145 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION-RIGHT TO BUY | 15.02 | 2014-11-25 | deemed execution date | M | 7,133 (d) | 2019-08-03 | common stock 7,133 | $15.02 | 0 | direct | ||
STOCK OPTION-RIGHT TO BUY | 15.265 | 2014-11-25 | deemed execution date | M | 4,867 (d) | 2020-02-08 | common stock 4,867 | $15.27 | 10,833 | direct |
ID | footnote |
---|---|
f1 | includes balances of 1598 restricted stock units granted 2/9/2011, 1133 granted 2/8/2012, 2599 granted 2/12/2013, 3650 granted 5/2/2013, 2300 granted 2/12/2014 and 1400 granted 2/12/2014, and 5600 performance share awards granted 2/8/2012, 6600 granted 2/12/2013, 3900 granted 2/12/2014 and 2300 granted 2/12/2014, that are subject to forfeiture if certain events occur. |
f2 | the option vests in three equal installments on august 10, 2010, 2011, 2012. |
f3 | the option vests in three equal installments on august 8, 2011, 2012, 2013. |
f4 | 1 for 1. |