Accession Number: | 0001140361-14-043569 |
Date: | 2014-11-24 |
Issuer: | PENTAIR PLC (PNR) |
Original Submission Date: |
BRYAN GLYNIS
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY, MN 55416
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2014-11-24 | M | 10,000 | a | $40.42 | 25,275 | direct | ||
COMMON SHARES | 2014-11-24 | S | 10,000 | d | $68.73 | 15,275 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) | 40.42 | 2014-11-24 | deemed execution date | M | 10,000 (d) | 2015-02-23 | common shares 10,000 | $40.42 | 0 | direct | ||
PHANTOM STOCK UNITS (DEFERRED COMPENSATION) | 0.0 | 2014-11-24 | deemed execution date | 0 ( ) | common shares 4,741 | $0.00 | 4,741 | indirect | plan agent |
ID | footnote |
---|---|
f1 | the price in column 4 is a weighted average price. the prices actually received ranged from $68.721 to $68.761. the reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the sec staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this form 4 utilizing an average weighted price. |
f2 | the options are vested and exercisable. |
f3 | phantom stock units convert into common shares on a one-for-one basis. |
f4 | settlement of phantom stock units will be in pentair common shares in accordance with reporting person's irrevocable election. |
f5 | end-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to section 16(a). |