Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-14-017153
Date:2014-11-24
Issuer: CARDICA INC (CRDC)
Original Submission Date:

Reporting Person:

MOFFITT WILLIAM P
C/O CARDICA, INC.,
900 SAGINAW DRIVE REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2014-11-24 P 25,000 a $0.60 25,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is the weighted average price. these shares were bought in multiple transactions at prices ranging from $0.589 to 0.5994, inclusive. upon request, the reporting person undertakes to provide the issuer, any security holder of the issuer, or the securities and exchange commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this form 4.
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