Accession Number: | 0001044321-14-000118 |
Date: | 2014-11-24 |
Issuer: | BTU INTERNATIONAL INC (BTUI) |
Original Submission Date: |
MARXE AUSTIN W & GREENHOUSE DAVID M
C/O SPECIAL SITUATIONS FUNDS
527 MADISON AVENUE, SUITE 2600
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2014-11-24 | P | 5,100 | a | $3.06 | 1,296,752 | indirect | ||
COMMON STOCK | 2014-11-25 | P | 14,343 | a | $3.02 | 1,311,095 f2 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this is a weighted average price. |
f2 | this is a joint filing by austin w. marxe (marxe) and david m. greenhouse (greenhouse). they share voting and investment control over all securities owned by special situations fund iii qp, l.p. (qp) and special situations cayman fund, l.p. (cayman), respectively. 1,207,597 shares of common stock are held by qp and 103,498 shares of common stock are held by cayman. the interest of marxe and greenhouse in the shares of common stock owned by qp and cayman is limited to the extent of his pecuniary interest. |