Accession Number: | 0001225208-14-024083 |
Date: | 2014-11-25 |
Issuer: | TYCO INTERNATIONAL PLC (TYC) |
Original Submission Date: |
COSTELLO LAWRENCE B
9 ROSZEL ROAD
PRINCETON, NJ 08540
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2014-11-25 | A | 4,610 | a | $0.00 | 61,857 | direct | ||
COMMON SHARES | 2014-11-26 | M | 35,835 | a | $25.83 | 97,692 | direct | ||
COMMON SHARES | 2014-11-26 | S | 35,835 | d | $43.13 | 61,857 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 43.38 | 2014-11-25 | deemed execution date | A | 34,151 (a) | 2024-11-24 | common shares 34,151 | $43.38 | 34,151 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 25.832 | 2014-11-26 | deemed execution date | M | 35,835 (d) | 2022-03-06 | common shares 35,835 | $25.83 | 78,834 | direct |
ID | footnote |
---|---|
f1 | reflects grant of restricted stock units that, subject to acceleration upon certain events, vest in four equal installments on each of november 20, 2015, november 20, 2016, november 20, 2017 and november 20, 2018. restricted stock units accrue dividend equivalent stock units and convert to common stock upon vesting |
f2 | subject to acceleration upon certain events, options become exercisable in four equal installments on each of november 20, 2015, november 20, 2016, november 20, 2017 and november 20, 2018 |
f3 | options become exercisable in equal installments on the first, second, third and fourth anniversary of the grant date. |