Form Type: 4

SEC EDGAR Link
Accession Number:0001144204-14-071194
Date:2013-06-24
Issuer: LIFE PARTNERS HOLDINGS INC (LPHI)
Original Submission Date:

Reporting Person:

BALLANTYNE TAD M
5118 HUNT CLUB ROAD
RACINE, WI 53402

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2013-06-24 P 300 a $3.24 265,000 direct
COMMON STOCK 2013-06-26 P 3,000 a $3.10 268,000 direct
COMMON STOCK 2013-06-27 P 600 a $3.01 268,600 direct
COMMON STOCK 2013-07-05 P 100 a $3.07 268,700 direct
COMMON STOCK 2014-04-24 P 100 a $2.83 268,800 direct
COMMON STOCK 2014-06-18 P 1,200 a $2.63 270,000 direct
COMMON STOCK 2014-07-09 P 100 a $2.38 270,100 direct
COMMON STOCK 2014-07-21 P 300 a $2.32 270,400 direct
COMMON STOCK 2014-07-21 P 325 a $2.30 270,725 direct
COMMON STOCK 2014-07-23 P 500 a $2.30 271,225 direct
COMMON STOCK 2014-07-23 P 200 a $2.33 271,425 direct
COMMON STOCK 2014-07-30 P 3,300 a $2.03 274,725 direct
COMMON STOCK 2014-08-14 P 100 a $2.05 274,825 direct
COMMON STOCK 2014-09-03 P 200 a $1.98 275,025 direct
COMMON STOCK 2014-09-05 P 100 a $2.08 275,125 direct
COMMON STOCK 2014-09-12 P 800 a $2.03 275,925 direct
COMMON STOCK 2014-09-19 P 100 a $1.97 276,025 direct
COMMON STOCK 2014-09-19 P 100 a $2.00 276,125 direct
COMMON STOCK 2014-09-22 P 5,100 a $1.97 281,225 direct
COMMON STOCK 2014-09-23 P 200 a $2.00 281,425 direct
COMMON STOCK 2014-09-24 P 400 a $1.99 281,825 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $3.21 to $3.30. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f2 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $3.080 to $3.122. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f3 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $3.000 to $3.035. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f4 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $2.62 to $2.64. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f5 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $2.32 to $2.33. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f6 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $2.028 to $2.03. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f7 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $2.00 to $2.093. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f8 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $1.96 to $2.00. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f9 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $1.98 to $2.03. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
f10 represents a weighted average sales price per share. these shares were purchased in multiple transactions at prices ranging from $1.99 to $2.00. the reporting person has provided to the issuer, and undertakes to provide to the staff of the commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
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